Our Staff has compiled our research into a database of FINRA Broker Disclosures for Avm, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathryn Lynn Overstreet | 2929220 | 3 | 01/27/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kathryn Lynn Overstreet | 2929220 | 3 | 09/12/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joel Evan Rosenberg | 734592 | 4 | 02/04/1991 | Customer Dispute | Settled | $10,500.00 | $0.00 | See FINRA Report |
| Joel Evan Rosenberg | 734592 | 4 | 02/04/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kathryn Lynn Overstreet | 2929220 | 3 | 11/23/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joel Evan Rosenberg | 734592 | 4 | 04/12/1990 | Customer Dispute | Award / Judgment | $33,000.00 | $14,000.00 | See FINRA Report |
| Joel Evan Rosenberg | 734592 | 4 | 11/28/1986 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |