Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edgardo Ahmed Castro | 5115574 | 2 | 09/14/2011 | Customer Dispute | Denied | $28,051.90 | $0.00 | See FINRA Report |
| Raul Jorge Benitez | 4457185 | 7 | 02/04/2011 | Customer Dispute | Denied | $712.00 | $0.00 | See FINRA Report |
| Maria Carlota Delgado | 1249405 | 1 | 12/26/2006 | Customer Dispute | Denied | $17,935.40 | $0.00 | See FINRA Report |
| Roberto Rodriguez-Werner | 1377404 | 1 | 12/28/1989 | Customer Dispute | Settled | $26,440.00 | $0.00 | See FINRA Report |