Our Staff has compiled our research into a database of FINRA Broker Disclosures for TOP Capital Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jacqueline Tucker | 1703595 | 2 | 07/11/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Debra Diann Draughan | 1291479 | 1 | 08/17/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jacqueline Tucker | 1703595 | 2 | 01/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |