Our Staff has compiled our research into a database of FINRA Broker Disclosures for BMO Capital Markets Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lee McClure | 5380772 | 1 | 06/13/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Manning Marlowe | 4036101 | 1 | 06/30/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Terry Dean Henderson | 731363 | 1 | 07/01/1989 | Customer Dispute | Settled | $233,000.00 | $0.00 | See FINRA Report |
| Sean Patrick Sullivan | 3075667 | 1 | 07/30/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph White | 2089064 | 1 | 11/08/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Patrick Duffy | 2221045 | 1 | 03/01/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Carl Balkunas | 2213776 | 1 | 10/17/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |