Our Staff has compiled our research into a database of FINRA Broker Disclosures for BMO Capital Markets Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter James Donaghy | 4558022 | 1 | 10/21/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Patrick Dockery | 4283641 | 1 | 11/05/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Flaumenbaum | 2966184 | 2 | 06/05/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Flaumenbaum | 2966184 | 2 | 05/07/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lee McClure | 5380772 | 1 | 06/13/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Terry Dean Henderson | 731363 | 1 | 07/01/1989 | Customer Dispute | Settled | $233,000.00 | $0.00 | See FINRA Report |
| Sean Patrick Sullivan | 3075667 | 1 | 07/30/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph White | 2089064 | 1 | 11/08/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |