Our Staff has compiled our research into a database of FINRA Broker Disclosures for BMO Capital Markets Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Victor Davida | 6373053 | 1 | 08/18/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Borden | 7203774 | 1 | 03/22/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sterne Keith Altholz | 5954100 | 1 | 01/04/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher James Lee | 6661822 | 1 | 05/09/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter James Donaghy | 4558022 | 1 | 10/21/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Helwig | 2874197 | 2 | 11/29/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Patrick Dockery | 4283641 | 1 | 11/05/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Flaumenbaum | 2966184 | 2 | 06/05/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Flaumenbaum | 2966184 | 2 | 05/07/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Phillip Joyner | 3094704 | 1 | 02/22/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |