Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Russell A Andrews | 1702479 | 3 | 06/17/2002 | Customer Dispute | Closed-No Action | $28,238.70 | $0.00 | See FINRA Report |
| Sharon Lee Herbst | 847172 | 4 | 05/31/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas John Wolf | 1323566 | 1 | 05/09/2002 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Michael Edward Halla | 2738221 | 6 | 12/17/2001 | Customer Dispute | Denied | $14,170.80 | $0.00 | See FINRA Report |
| William Noble Jenkins | 1949918 | 4 | 03/20/2001 | Customer Dispute | Denied | $315,000.00 | $0.00 | See FINRA Report |