Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Billy Floyd Sims | 1548924 | 2 | 02/13/2017 | Customer Dispute | Dismissed | $164,425.00 | $0.00 | See FINRA Report |
| Robert Lane Dahse | 4511017 | 2 | 05/03/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard James Bowling | 2391561 | 1 | 02/01/2012 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Robert Lane Dahse | 4511017 | 2 | 07/22/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kathryn Jane Hunteman | 2320464 | 1 | 03/18/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Deborah Sue Reed | 1308932 | 1 | 06/05/2001 | Customer Dispute | Settled | $22,598.00 | $0.00 | See FINRA Report |
| Billy Floyd Sims | 1548924 | 2 | 02/12/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |