Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fnex Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christina Lynn Vavra | 2687778 | 1 | 12/07/2012 | Customer Dispute | Final | $100,000,000.00 | $0.00 | See FINRA Report |
| Dwight Kristopher Kay | 5376903 | 7 | 05/12/2010 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| William Bruce McCoach | 1350208 | 2 | 01/26/2004 | Customer Dispute | Settled | $562,464.00 | $0.00 | See FINRA Report |
| Terrence James Bysinger | 2560912 | 1 | 07/31/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Bruce McCoach | 1350208 | 2 | 01/10/2001 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Amar Deva | 2282265 | 1 | 10/27/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Peter Kotos | 1003836 | 1 | 04/01/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Moran | 2288850 | 1 | 10/21/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |