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FINRA Broker Disclosures for Fnex Capital, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fnex Capital, LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 28 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Chay Lapin6275140902/14/2023Customer DisputePending$0.00$0.00See FINRA Report
Chay Lapin6275140901/25/2023Customer DisputePending$0.00$0.00See FINRA Report
Dwight Kristopher Kay5376903701/04/2023Customer DisputePending$0.00$0.00See FINRA Report
Dwight Kristopher Kay5376903701/04/2023Customer DisputePending$0.00$0.00See FINRA Report
Chay Lapin6275140901/04/2023Customer DisputePending$0.00$0.00See FINRA Report
Jason Salmon6081963203/10/2022Customer DisputeSettled$200,000.00$0.00See FINRA Report
Matthew Douglas McFarland6675310203/10/2022Customer DisputeSettled$200,000.00$0.00See FINRA Report
Matthew Douglas McFarland6675310204/09/2021Customer DisputeAward / Judgment$327,903.00$0.00See FINRA Report
Chay Lapin6275140911/13/2019Customer DisputeDenied$0.00$0.00See FINRA Report
Tyler Doniphan Davis3153950101/24/2018Employment Separation After Allegations$0.00$0.00See FINRA Report

28 Results

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