Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fnex Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dwight Kristopher Kay | 5376903 | 7 | 05/12/2010 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| William Bruce McCoach | 1350208 | 2 | 01/26/2004 | Customer Dispute | Settled | $562,464.00 | $0.00 | See FINRA Report |
| William Bruce McCoach | 1350208 | 2 | 01/10/2001 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Richard Moran | 2288850 | 1 | 10/21/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |