Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robinhood Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Candice Sharral Ohara | 5783684 | 1 | 08/30/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Miguel Angel Sabido | 7431018 | 1 | 04/12/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Velez | 3160276 | 3 | 10/22/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Dusseault | 6265741 | 1 | 06/08/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Velez | 3160276 | 3 | 05/09/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Trent William Morgan | 6397150 | 1 | 02/28/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lauren Patterson Resende | 6718537 | 1 | 04/03/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Velez | 3160276 | 3 | 08/01/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Bradford | 5251978 | 2 | 05/08/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |