Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robinhood Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mykel Jerome King | 6970985 | 1 | 06/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Williams | 4866737 | 2 | 02/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Floyd | 4743167 | 1 | 09/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Bradford | 5251978 | 3 | 09/11/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Dawn Tucker | 6481380 | 1 | 09/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Taylor Mann | 6589156 | 1 | 06/29/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Samuel Champion | 6764420 | 1 | 10/21/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aza Khalil Dargalaye | 6733053 | 1 | 10/16/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Javonte Taylor Duncan | 6908745 | 4 | 07/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Javonte Taylor Duncan | 6908745 | 4 | 07/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |