Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robinhood Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin Alan Speakman | 7759321 | 1 | 11/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Davis James Johnston | 4418677 | 1 | 07/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Estefani Alcaraz Quevedo | 7265467 | 2 | 03/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Taylor Davis | 7086209 | 2 | 11/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Taylor Davis | 7086209 | 2 | 10/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zackery Gholston | 7075554 | 1 | 10/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Lubczynski | 7084737 | 1 | 02/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip Darren Cooley | 5207579 | 1 | 12/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Estefani Alcaraz Quevedo | 7265467 | 2 | 11/30/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jimmy David Fontalvo | 7368073 | 1 | 11/19/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |