Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lion Street Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Robert Alvarez | 4266877 | 4 | 02/10/2011 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Todd Randall Ware | 1874544 | 3 | 12/21/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Wayne Verhille | 1175777 | 1 | 11/18/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Eric Dale Grant | 1960689 | 1 | 04/19/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Coby van Harper | 1073666 | 1 | 04/16/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gabriel M Epstein | 4680724 | 1 | 01/22/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Allen Liska | 2374477 | 4 | 11/19/2009 | Customer Dispute | Denied | $35,276.30 | $0.00 | See FINRA Report |
| Barry Kingsley Barbernell | 4097730 | 3 | 10/14/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Bruce Kentor | 268144 | 2 | 08/24/2009 | Customer Dispute | Settled | $102,903.00 | $0.00 | See FINRA Report |
| Paul Bruce Bufty | 2359420 | 3 | 01/29/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |