Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lion Street Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Meridith Gail Mimbs | 5467311 | 2 | 08/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Eldon Maguire | 4645700 | 1 | 12/09/2020 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Ari David Fischman | 4571478 | 1 | 10/28/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jordan Christopher Maruszak | 5794550 | 3 | 09/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Christopher Maruszak | 5794550 | 3 | 09/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Evan Baer | 848798 | 3 | 08/10/2020 | Customer Dispute | Settled | $850,000.00 | $0.00 | See FINRA Report |
| Brent Charles Bunger | 1488149 | 2 | 08/10/2020 | Customer Dispute | Settled | $850,000.00 | $0.00 | See FINRA Report |
| Todd Morris Mezrah | 2313891 | 2 | 04/16/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jordan Christopher Maruszak | 5794550 | 3 | 03/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Allen Liska | 2374477 | 4 | 12/18/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |