Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lion Street Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Morgan Herrig | 2432082 | 1 | 04/29/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Barry Kingsley Barbernell | 4097730 | 3 | 10/16/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wayne Speed Hill | 4556638 | 1 | 08/29/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dan Christian Roehm | 5200069 | 1 | 10/25/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Longton MacDonald | 826839 | 1 | 03/16/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael James Luton | 4796647 | 1 | 01/27/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Pamela Morlock Ingram | 4255229 | 1 | 03/28/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rodney Dale Sager | 802468 | 1 | 05/21/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |