Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lion Street Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Alan Renwick | 1220166 | 1 | 12/07/1999 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Donald Jeremiah Abernethy | 3194164 | 1 | 06/21/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Thomas Workman | 4564285 | 1 | 06/17/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Masanao Sakata | 2582659 | 1 | 04/09/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Louis Csenge | 703680 | 2 | 09/22/1997 | Customer Dispute | Award / Judgment | $0.00 | $10,629.20 | See FINRA Report |
| Warren Bradford Stickney | 2432681 | 1 | 07/15/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Mark Gurko | 5949511 | 1 | 07/01/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Henry John Kulig | 1270110 | 2 | 01/19/1993 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Ryan Robert Alvarez | 4266877 | 4 | 05/01/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shawn Thomas Higginbotham | 2760619 | 2 | 02/21/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |