Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lion Street Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Bruce Bufty | 2359420 | 3 | 04/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan Robert Alvarez | 4266877 | 4 | 03/10/2008 | Customer Dispute | Denied | $11,700.00 | $0.00 | See FINRA Report |
| Jeremy Tate Corley | 3074244 | 2 | 02/06/2008 | Customer Dispute | Denied | $16,932.40 | $0.00 | See FINRA Report |
| Charles A Jordan | 4537219 | 1 | 12/08/2006 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| John Louis Csenge | 703680 | 2 | 08/07/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Randall Ware | 1874544 | 3 | 01/05/2006 | Customer Dispute | Denied | $61,250.00 | $0.00 | See FINRA Report |
| Todd Randall Ware | 1874544 | 3 | 12/09/2005 | Customer Dispute | Denied | $366,468.00 | $0.00 | See FINRA Report |
| William Lee Swearingen | 1800451 | 2 | 04/12/2005 | Customer Dispute | Denied | $25,427.00 | $0.00 | See FINRA Report |
| Jeffrey Sean Yoder | 2009282 | 2 | 12/03/2002 | Customer Dispute | Denied | $17,820.90 | $0.00 | See FINRA Report |
| Jeffrey Sean Yoder | 2009282 | 2 | 01/21/2002 | Customer Dispute | Denied | $15,507.50 | $0.00 | See FINRA Report |