Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lion Street Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Crawford Champion | 1357916 | 1 | 06/03/2004 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Jeremy Tate Corley | 3074244 | 2 | 06/09/2003 | Customer Dispute | Closed-No Action | $57,621.00 | $0.00 | See FINRA Report |
| Susan Mary Anthony | 1880725 | 2 | 04/01/2003 | Customer Dispute | Denied | $28,367.60 | $0.00 | See FINRA Report |
| Judith Ann McGee | 861504 | 3 | 01/21/2003 | Customer Dispute | Denied | $128,865.00 | $0.00 | See FINRA Report |
| Roger Paul Bedillion | 854800 | 2 | 08/07/2002 | Customer Dispute | Denied | $15,887.00 | $0.00 | See FINRA Report |
| Ross A Ferrin | 2437517 | 1 | 07/29/2002 | Customer Dispute | Settled | $644,361.00 | $0.00 | See FINRA Report |
| Richard Frederick Swider | 842878 | 1 | 05/31/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Kistler Jones | 2459593 | 1 | 05/12/2000 | Customer Dispute | Closed-No Action | $9,373.00 | $0.00 | See FINRA Report |
| Richard Alan Renwick | 1220166 | 1 | 12/07/1999 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| John Louis Csenge | 703680 | 2 | 09/22/1997 | Customer Dispute | Award / Judgment | $0.00 | $10,629.20 | See FINRA Report |