Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lion Street Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Trevor Kamp Lattin | 4832781 | 2 | 03/31/2015 | Customer Dispute | Settled | $950,076.00 | $0.00 | See FINRA Report |
| Henry John Kulig | 1270110 | 2 | 03/09/2015 | Customer Dispute | Award / Judgment | $80,000.00 | $65,333.30 | See FINRA Report |
| Timothy David Wyrobek | 4249286 | 2 | 05/20/2014 | Customer Dispute | Settled | $5,900.00 | $0.00 | See FINRA Report |
| Jeffrey Cross Taylor | 4134546 | 2 | 05/20/2014 | Customer Dispute | Settled | $5,900.00 | $0.00 | See FINRA Report |
| Timothy David Wyrobek | 4249286 | 2 | 10/29/2013 | Customer Dispute | Settled | $194,700.00 | $0.00 | See FINRA Report |
| Jeffrey Cross Taylor | 4134546 | 2 | 10/29/2013 | Customer Dispute | Settled | $194,700.00 | $0.00 | See FINRA Report |
| Paul Bruce Bufty | 2359420 | 3 | 09/20/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Bruce Kentor | 268144 | 2 | 07/31/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stacy Jean Hayes | 4442704 | 1 | 04/19/2012 | Customer Dispute | Denied | $6,650.00 | $0.00 | See FINRA Report |
| Jose Anselmo Feliciano | 2303100 | 4 | 07/14/2011 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |