Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aon Douglas Miller | 3083225 | 5 | 10/03/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Ginnette Owsley | 4886775 | 1 | 10/03/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aon Douglas Miller | 3083225 | 5 | 09/08/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Aon Douglas Miller | 3083225 | 5 | 10/02/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Aon Douglas Miller | 3083225 | 5 | 08/11/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Aon Douglas Miller | 3083225 | 5 | 02/05/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |