Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Edwin Barrovecchio | 4786461 | 1 | 05/26/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Neil Barber | 2279678 | 5 | 05/09/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Neil Barber | 2279678 | 5 | 06/29/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Neil Barber | 2279678 | 5 | 11/16/2008 | Customer Dispute | Denied | $177,500.00 | $0.00 | See FINRA Report |
| Robert Neil Barber | 2279678 | 5 | 12/31/2004 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Robert Neil Barber | 2279678 | 5 | 10/28/2004 | Customer Dispute | Withdrawn | $44,000.00 | $0.00 | See FINRA Report |