Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tony Lee Adkison | 5860007 | 2 | 03/26/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Tony Lee Adkison | 5860007 | 2 | 06/08/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Paul Rogers | 2332472 | 1 | 01/10/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Michael Purcell | 2641990 | 1 | 08/20/2004 | Customer Dispute | Closed-No Action | $268,416.00 | $0.00 | See FINRA Report |