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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
George Alexander Jenkins2154229204/16/2007Customer DisputeSettled$5,000.00$0.00See FINRA Report
Said Abouomar2487554101/11/2005Customer DisputeSettled$25,000.00$0.00See FINRA Report
Leila Ross1992148106/18/2002Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Anindita Dhar1758764106/02/2002Customer DisputeSettled$250,000.00$0.00See FINRA Report
Matthew Willett Taylor2853663112/23/1992CriminalFinal Disposition$0.00$0.00See FINRA Report
George Alexander Jenkins2154229212/05/1990CriminalFinal Disposition$0.00$0.00See FINRA Report

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