Our Staff has compiled our research into a database of FINRA Broker Disclosures for Clsa Americas, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Henry Fan Yee | 1982192 | 1 | 03/15/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Michael Bell | 1521244 | 1 | 04/30/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |