Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Veronica M Gillotte | 4236825 | 1 | 05/31/2016 | Customer Dispute | Denied | $8,615.00 | $0.00 | See FINRA Report |
| Bradley Venables | 6043271 | 1 | 08/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew James Dicken | 2882253 | 2 | 02/25/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew James Dicken | 2882253 | 2 | 07/30/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael David Reeves | 2490766 | 1 | 03/17/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |