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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Paula K Deitering4071401402/18/2014Customer DisputeDenied$0.00$0.00See FINRA Report
Paula K Deitering4071401401/27/2014Employment Separation After Allegations$0.00$0.00See FINRA Report
Paula K Deitering4071401409/30/2013RegulatoryFinal$0.00$0.00See FINRA Report
Paula K Deitering4071401409/26/2003CriminalFinal Disposition$0.00$0.00See FINRA Report

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