Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Luke Wynne | 1485399 | 7 | 07/12/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Timothy Luke Wynne | 1485399 | 7 | 02/21/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Charles Robbins | 2781522 | 3 | 01/30/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Louise Knutson | 1529853 | 1 | 08/20/2009 | Customer Dispute | Denied | $67,419.00 | $0.00 | See FINRA Report |
| Scott Charles Robbins | 2781522 | 3 | 01/22/2008 | Customer Dispute | Denied | $5,236.37 | $0.00 | See FINRA Report |
| William Henry Metz | 808295 | 7 | 12/29/2005 | Customer Dispute | Denied | $295,497.00 | $0.00 | See FINRA Report |
| Timothy Luke Wynne | 1485399 | 7 | 06/15/2004 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| William Henry Metz | 808295 | 7 | 11/07/2003 | Customer Dispute | Denied | $1,257,640.00 | $0.00 | See FINRA Report |
| William Henry Metz | 808295 | 7 | 09/02/2003 | Customer Dispute | Settled | $2,587,040.00 | $0.00 | See FINRA Report |
| William Henry Metz | 808295 | 7 | 07/11/2003 | Customer Dispute | Denied | $10,700.50 | $0.00 | See FINRA Report |