Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Robert Zipfel | 2311928 | 2 | 02/11/2002 | Customer Dispute | Closed-No Action | $73,813.30 | $0.00 | See FINRA Report |
| John Christopher Feltl | 2366353 | 1 | 04/03/2000 | Customer Dispute | Closed-No Action | $16,468.80 | $0.00 | See FINRA Report |