Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Jean Overvig | 1435223 | 3 | 08/02/2024 | Customer Dispute | Pending | $64,712.00 | $0.00 | See FINRA Report |
| Eric Jean Overvig | 1435223 | 3 | 08/19/2021 | Customer Dispute | Settled | $117,000.00 | $0.00 | See FINRA Report |
| Eric Jean Overvig | 1435223 | 3 | 05/21/2019 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Ethan de Naray | 4571532 | 3 | 08/03/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Luke Wynne | 1485399 | 7 | 07/10/2017 | Customer Dispute | Settled | $441,306.00 | $0.00 | See FINRA Report |
| Ethan de Naray | 4571532 | 3 | 05/19/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ethan de Naray | 4571532 | 3 | 02/07/2017 | Customer Dispute | Settled | $130,984.00 | $0.00 | See FINRA Report |
| Timothy Luke Wynne | 1485399 | 7 | 06/27/2016 | Customer Dispute | Settled | $21,500.00 | $0.00 | See FINRA Report |
| Timothy Luke Wynne | 1485399 | 7 | 10/30/2014 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Timothy Luke Wynne | 1485399 | 7 | 07/14/2014 | Customer Dispute | Settled | $3,376,650.00 | $0.00 | See FINRA Report |