Our Staff has compiled our research into a database of FINRA Broker Disclosures for Patrick Capital Markets, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Michael Norgart | 2426126 | 2 | 10/12/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Ross Maynard | 2273508 | 1 | 02/19/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |