Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laurie Ann Bachelder | 4109168 | 4 | 05/24/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Laurie Ann Bachelder | 4109168 | 4 | 05/24/2022 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Laurie Ann Bachelder | 4109168 | 4 | 05/17/2022 | Customer Dispute | Pending | $466,932.00 | $0.00 | See FINRA Report |
| Laurie Ann Bachelder | 4109168 | 4 | 04/27/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |