Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Glenn Moormeier | 1846287 | 3 | 10/15/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Chad Allen Abel | 2692648 | 1 | 09/09/2002 | Customer Dispute | Settled | $322,000.00 | $0.00 | See FINRA Report |
| Philip Robert Hedrick | 1061047 | 3 | 07/18/2002 | Customer Dispute | Settled | $167,450.00 | $0.00 | See FINRA Report |
| Adriel John Gaines | 2933961 | 9 | 05/02/2002 | Customer Dispute | Denied | $25,971.90 | $0.00 | See FINRA Report |
| Adriel John Gaines | 2933961 | 9 | 02/14/2002 | Customer Dispute | Denied | $7,980.00 | $0.00 | See FINRA Report |
| John Chaney Griffin | 2373019 | 1 | 01/02/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Clement Sherer | 1431750 | 1 | 01/30/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Allen Wood | 2384874 | 1 | 04/03/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Kermit Hall | 1239549 | 2 | 10/04/1994 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| William Kermit Hall | 1239549 | 2 | 07/30/1993 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |