Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Michael Graeff | 5469179 | 1 | 11/13/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Ellsworth Crosby | 1174974 | 2 | 11/21/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Ellsworth Crosby | 1174974 | 2 | 05/06/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cathy Lynn Stoppel | 2358866 | 1 | 02/28/2005 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Adriel John Gaines | 2933961 | 9 | 09/20/2004 | Customer Dispute | Settled | $199,552.00 | $0.00 | See FINRA Report |
| Thomas Patrick Kerins | 2381084 | 1 | 07/25/2003 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Glenn Moormeier | 1846287 | 3 | 04/15/2003 | Customer Dispute | Settled | $343,043.00 | $0.00 | See FINRA Report |
| Jeffrey Glenn Moormeier | 1846287 | 3 | 02/18/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ronald Thomas Klimas | 2321602 | 1 | 02/03/2003 | Customer Dispute | Settled | $8,056.95 | $0.00 | See FINRA Report |
| Raymond K Bramer | 28691 | 2 | 12/16/2002 | Customer Dispute | Settled | $97,000.00 | $0.00 | See FINRA Report |