Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William John Rolser | 2635236 | 1 | 07/12/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Calvin Seaborn Sumner | 713266 | 6 | 05/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Rose Langley | 6617376 | 1 | 01/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Calvin Seaborn Sumner | 713266 | 6 | 01/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adriel John Gaines | 2933961 | 9 | 10/13/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Clement Sherer | 1431750 | 1 | 01/30/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Robert Hedrick | 1061047 | 3 | 09/01/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Douglas Rees | 1304147 | 1 | 07/31/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |