Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Joseph Smegielski | 5825198 | 1 | 10/27/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Calvin Seaborn Sumner | 713266 | 6 | 03/26/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Calvin Seaborn Sumner | 713266 | 6 | 07/09/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Ellsworth Crosby | 1174974 | 2 | 05/06/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Glenn Moormeier | 1846287 | 3 | 10/15/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Allen Wood | 2384874 | 1 | 04/03/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Philip Robert Hedrick | 1061047 | 3 | 09/01/1975 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |