Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Calvin Seaborn Sumner | 713266 | 6 | 11/13/2006 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Adriel John Gaines | 2933961 | 9 | 05/02/2002 | Customer Dispute | Denied | $25,971.90 | $0.00 | See FINRA Report |
| Adriel John Gaines | 2933961 | 9 | 02/14/2002 | Customer Dispute | Denied | $7,980.00 | $0.00 | See FINRA Report |