Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric J Rubin | 5098524 | 1 | 05/24/2010 | Customer Dispute | Settled | $3,966,000.00 | $0.00 | See FINRA Report |
| Bradley Jay Schlang | 2755909 | 9 | 05/24/2010 | Customer Dispute | Settled | $3,966,000.00 | $0.00 | See FINRA Report |
| Gregg Randall Fortune | 2701163 | 9 | 04/23/2010 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| Bradley Jay Schlang | 2755909 | 9 | 02/26/2010 | Customer Dispute | Settled | $8,766,000.00 | $0.00 | See FINRA Report |
| Theodore Stewart Lorenzen | 2044769 | 5 | 01/13/2010 | Customer Dispute | Settled | $3,187,000.00 | $0.00 | See FINRA Report |
| Gregg Randall Fortune | 2701163 | 9 | 12/30/2009 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Theodore Stewart Lorenzen | 2044769 | 5 | 12/22/2009 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Paul Roger Gugger | 2995371 | 1 | 12/18/2009 | Customer Dispute | Denied | $37,773.20 | $0.00 | See FINRA Report |
| Matthew James Pulsipher | 4264954 | 1 | 12/04/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregg Randall Fortune | 2701163 | 9 | 11/18/2009 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |