Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregg Randall Fortune | 2701163 | 9 | 02/14/2011 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Bradley Jay Schlang | 2755909 | 9 | 01/24/2011 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Bradley Jay Schlang | 2755909 | 9 | 11/22/2010 | Customer Dispute | Settled | $6,000,000.00 | $0.00 | See FINRA Report |
| John Joseph Cvach | 2307281 | 1 | 11/15/2010 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Gregg Randall Fortune | 2701163 | 9 | 09/30/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Gregg Randall Fortune | 2701163 | 9 | 08/27/2010 | Customer Dispute | Settled | $158,000.00 | $0.00 | See FINRA Report |
| Bradley Jay Schlang | 2755909 | 9 | 08/16/2010 | Customer Dispute | Settled | $2,357,000.00 | $0.00 | See FINRA Report |
| Theodore Stewart Lorenzen | 2044769 | 5 | 08/04/2010 | Customer Dispute | Settled | $4,831,000.00 | $0.00 | See FINRA Report |
| James Edward Clouse | 2643112 | 1 | 07/29/2010 | Customer Dispute | Settled | $269,000.00 | $0.00 | See FINRA Report |
| Gregg Randall Fortune | 2701163 | 9 | 06/28/2010 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |