Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregg Randall Fortune | 2701163 | 9 | 11/16/2020 | Customer Dispute | Closed-No Action | $16,434.60 | $0.00 | See FINRA Report |
| Bradley Jay Schlang | 2755909 | 9 | 07/17/2013 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Gregory Scott Aynesworth | 2317755 | 1 | 09/01/2011 | Customer Dispute | Closed-No Action | $959,764.00 | $0.00 | See FINRA Report |
| Jeremy Landon Keating | 4591177 | 1 | 09/18/2009 | Customer Dispute | Closed-No Action | $13,640.00 | $0.00 | See FINRA Report |
| Adriel John Gaines | 2933961 | 9 | 01/26/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Bradley Jay Schlang | 2755909 | 9 | 10/06/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Patrick Kerins | 2381084 | 1 | 07/25/2003 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Glenn Moormeier | 1846287 | 3 | 02/18/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |