Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Wayne Miller | 1636304 | 4 | 07/15/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Wayne Miller | 1636304 | 4 | 06/04/2008 | Customer Dispute | Settled | $15,023.00 | $0.00 | See FINRA Report |
| Kenneth Wayne Miller | 1636304 | 4 | 11/09/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Wayne Miller | 1636304 | 4 | 11/02/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kelly Gene Burke | 2768537 | 2 | 10/14/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kelly Gene Burke | 2768537 | 2 | 06/27/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |