Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Edward Hatton | 5790212 | 2 | 08/09/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Edward Hatton | 5790212 | 2 | 05/06/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Ray Sharp | 4341733 | 3 | 10/30/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Ray Sharp | 4341733 | 3 | 10/26/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Ray Sharp | 4341733 | 3 | 08/14/2007 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |