Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Warren Long | 4399910 | 1 | 07/12/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Robert Altman | 2795104 | 1 | 12/06/2001 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |