Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Russell Scott Cramer | 1350242 | 5 | 11/01/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Rauchegger | 5156496 | 4 | 11/01/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Russell Scott Cramer | 1350242 | 5 | 12/06/2020 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Russell Scott Cramer | 1350242 | 5 | 12/06/2020 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Thomas Michael Rauchegger | 5156496 | 4 | 12/06/2020 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Thomas Michael Rauchegger | 5156496 | 4 | 12/06/2020 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| Thomas Michael Rauchegger | 5156496 | 4 | 12/06/2020 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Russell Scott Cramer | 1350242 | 5 | 11/06/2020 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| Russell Scott Cramer | 1350242 | 5 | 08/26/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anne Marie Hudson | 2889393 | 1 | 05/14/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |