Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis Randall Green | 3160058 | 2 | 06/30/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Sandra Marie Callier | 4344613 | 1 | 06/09/2009 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Brian Lee Boehle | 4264257 | 2 | 02/09/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Brian Edwards | 6109073 | 1 | 09/22/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Curtis Randall Green | 3160058 | 2 | 01/03/2006 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Christopher Jon Swenson | 2794756 | 1 | 04/01/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Dale Gerard Huber | 2786649 | 1 | 07/18/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Derrick Stanley Casey | 5047217 | 1 | 04/11/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Calvin Amandus Neeman | 2775144 | 1 | 08/16/1999 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Brian Lee Boehle | 4264257 | 2 | 11/01/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |