Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Paul Aulbert | 4119911 | 1 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Julie Marie Briar | 1931148 | 1 | 11/03/2022 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Matthew James Schellman | 4334359 | 1 | 10/11/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Alan Shoemaker | 2525779 | 1 | 05/13/2020 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Robert John Dussi | 2988100 | 1 | 07/31/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Taysha Colvin Patterson | 2598079 | 2 | 04/01/2011 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Thomas Shaw Gooden | 1964527 | 1 | 03/02/2011 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Taysha Colvin Patterson | 2598079 | 2 | 07/19/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Dean Earl West | 1237469 | 1 | 04/19/2010 | Customer Dispute | Denied | $14,630.00 | $0.00 | See FINRA Report |
| Vondal Radean Davidson | 4275359 | 1 | 10/14/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |