Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Alan Gruntler | 2015134 | 3 | 06/28/2013 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| William Alan Gruntler | 2015134 | 3 | 01/25/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Alan Gruntler | 2015134 | 3 | 04/07/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |