Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Wayne Word | 2335732 | 3 | 09/17/2009 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Wayne Word | 2335732 | 3 | 09/17/2009 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Wayne Word | 2335732 | 3 | 03/17/2009 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Hugh Ames Uhalt | 2447882 | 2 | 08/18/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Otto Medo | 2719618 | 2 | 02/10/1999 | Customer Dispute | Settled | $316,500.00 | $0.00 | See FINRA Report |
| Hugh Ames Uhalt | 2447882 | 2 | 02/10/1999 | Customer Dispute | Settled | $316,500.00 | $0.00 | See FINRA Report |
| Steven Otto Medo | 2719618 | 2 | 11/02/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |