Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lake Street Capital Markets, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Charles Beise | 870464 | 1 | 07/08/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Paul Fenton | 2437043 | 1 | 12/08/2014 | Customer Dispute | Settled | $405,384.00 | $0.00 | See FINRA Report |
| Aaron Harold Wright | 4885741 | 1 | 04/27/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Benjamin David Klieve | 5292715 | 1 | 09/28/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |