Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allison J Brown | 5959722 | 2 | 04/05/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Allison J Brown | 5959722 | 2 | 04/01/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian L Johnson | 5113584 | 1 | 08/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |